UAE Financial Rules and Regulations

Gain a clear understanding of the UAE financial regulatory environment and exam requirements.

This course prepares candidates for the CISI UAE Financial Rules and Regulations examination, focusing on the structure of the UAE financial system, the role of regulatory authorities, compliance requirements, and ethical standards expected in the financial services sector.

It provides a practical understanding of how regulations are applied in real professional environments.

What Makes Our Preparation Different

• Simplified and structured explanation of the syllabus 
• Focus on exam techniques and question practice 
• Real-world examples and case-based learning 
• Delivered in Arabic and English for better understanding

What You Will Learn

• UAE financial regulatory framework 
• Role of regulators (CBUAE, SCA, DFSA, ADGM) 
• Compliance and AML/CFT requirements 
• Client classification and protection 
• Market conduct and ethical standards

What You Get

• Full LMS access 
• Question bank with 800+ practice questions 
• Recorded video sessions 
• Mock exams and exam simulations 
• Cheat sheets and summary notes 
• Exam techniques and answering strategies 
• Real-world regulatory case studies 
• Continuous support and revision guidance

Course Structure

• 14 sessions 
• 3 hours per session 
• Delivered in English and Arabic

Exam Details

This multiple choice question (MCQ) exam is computer based, consists of 100 questions and lasts 2 hours. We recommend a minimum of 100 hours study and upon successful completion you will be awarded 8 CPD hours. Your exam may contain up to 10% additional trial questions.

Pass Mark / Pass Rate

The current pass rate for this exam is 45% and the pass mark is 70%. The exam grades are as follows:
Pass with merit (91 – 100 marks)
Pass (70 – 90 marks)
Fail (0 – 69 marks)

Question Distribution by Chapter

Chapter 1: The Regulatory Infrastructure — 7 questions
Chapter 2: Associated Market and Securities Legislation and Practice — 10 questions
Chapter 3: Investment Funds — 10 questions
Chapter 4: Markets — 19 questions
Chapter 5: Anti-Money Laundering and Combating the Financing of Terrorism and Illegal Organisations — 15 questions
Chapter 6: Client Protection — 10 questions
Chapter 7: Trading — 17 questions
Chapter 8: Dubai Financial Market (DFM) — 12 questions